**CS 120: Introduction to Cryptography**

Fall 2006

**PRELIMINARY
SYLLABUS**

Summary | Topics | Prerequisites | Grading | Problem Sets & Collaboration Policy | Sections | Readings

Lecturer: Prof. Salil Vadhan
and Dr. Alon Rosen

Teaching Fellow: Florin Ciocan

Course website: http://people.seas.harvard.edu/~salil/cs120

Staff e-mail: cs120@eecs.harvard.edu

Past CUE evalutions: Fall 01, Spring 03

Cryptography is the science of designing algorithms and protocols that guarantee privacy, authenticity, and integrity of data when parties are communicating or computing in an insecure environment. The recent explosion of electronic communication and commerce has expanded the significance of cryptography far beyond its historical military role into all of our daily lives. For example, cryptography provides the technology that allows you to use your credit card to make on-line purchases without allowing other people on the internet to learn your credit card number.

The past 25 years have also seen cryptography transformed from an ad hoc
collection of mysterious tricks into a rigorous science based on firm
complexity-theoretic foundations. It is this modern, complexity-theoretic
approach to cryptography that will be the focus of this course.
Specifically, we will see how cryptographic problems can be given *precise*
*mathematical definitions*. Then we will construct algorithms which *provably*
satisfy these definitions, under precisely stated and widely believed
assumptions. For example, we will see how to prove statements of the
flavor "Encryption algorithm X hides all information about the message
being transmitted, under the assumption that
factoring integers is computationally infeasible." (Of course, this
kind of statement will be given a precise meaning.)

What can you hope to learn from this course?

**Definitions:**Why it is important to precisely define cryptographic problems, and how to do so for several important problems (encryption, authentication, digital signatures, ...). The kinds of subtleties that arise in such definitions, and how to critically evaluate and interpret cryptographic definitions.

**Constructions & Proofs of Security:**Examples of general & concrete solutions to various cryptographic problems, and how to prove that they satisfy the definitions mentioned above (based on precisely stated assumptions).

**Foundations:**The assumptions on which modern cryptography is based, and their implications.

**Theory vs. Practice:**This course will focus on theory, but we will discuss how the theory relates to what is actually done in practice.

**Applications:**If time permits, we will see one or two examples of how to address cryptographic issues in higher-level protocol problems, such as auctions, voting, or electronic cash.

**Security:**This is not a course on security, but if time permits, we will discuss how cryptography fits into the broader contexts of network and systems security.

What this course will NOT teach you:

**Acronyms:**There are many different cryptographic algorithms, protocols, and standards out there, each their own acronym. It is not the aim of this course to cover these specific systems, which may come and go, but rather the general principles on which good cryptography is based. Understanding these principles will enable you to evaluate the specific systems you encounter outside this course, on your own. (This is not to say that the course will be without examples, but the examples will be selectively chosen mainly for illustrative purposes.)

**Hacking:**We will not teach you how to "break" or "hack" systems.

**Security:**We will not teach you "how to secure your system". Cryptography is only one part of security, albeit an important one.

**Everything there is to know about cryptography:**Cryptography is a vast subject, and we will not attempt to be comprehensive here. Instead, we aim to convey the main principles, philosophy, and techniques which guide the subject, focusing on the most basic primitives, such as encryption and digital signatures. This should put you in a good position to read about other topics on your own or take more advanced courses on cryptography.

- Introduction
- Review of Algorithms and Probability
- Private-Key Encryption: Defining Security
- Computational Number Theory
- One-Way Functions
- Pseudorandom Generators & Pseudorandom Functions
- Private-Key Encryption: Constructions
- Private-Key Encryption in Practice: Block Ciphers
- Trapdoor Functions & Public-Key Encryption
- Message Authentication, Digital Signatures, and Hashing
- Zero-Knowledge Proofs
- Protocols
- Network & Systems Security
- Policy Issues
- Conclusions & what we didn't cover

The formal prerequisite for the course is one prior course in theoretical computer science, such as CS 121 or 124. (Students with strong math backgrounds may be able to manage with extra background reading and/or taking CS 124 concurrently; come to my office hours to discuss.) The main skills that will be assumed from these courses are:

- The ability to understand and write formal mathematical definitions and proofs.
- Comfort with reasoning about algorithms, such as proving their correctness and analyzing their running times.

It is also important that you are familiar with basic probability . Additional background that will be helpful:

- Complexity Theory: NP-completeness, reductions
- Randomized Algorithms, such as a primality testing algorithm.
- Basic Number Theory: modular arithmetic, Chinese Remainder Theorem.
- Probability Theory: independence, conditional probabilities, expectation, Bayes' Law.

While it is not necessary to have had exposure to *all*
of these topics prior to CS 120, familiarity with none will probably make it
quite difficult to keep up.

- Weekly problem sets: 50%
- Two in-class quizzes: 10% each
- Final exam: 25%
- Class participation: 5%

Your class participation grade is based on participation in
lecture, but can also be boosted by participation in section and/or coming to
office hours or section with "good" questions or comments. A
"good" question is one which is not just aimed to help you answer
questions on the problem set or exam. It is one that shows genuine
interest in the material and that you have been thinking about the course
material on your own. Do not be afraid of asking "stupid"
questions!

The course will have weekly problem sets, due TBA (in the box labelled CS 120 in the basement of Maxwell Dworkin.) You are allowed 6 late days for the semester, of which at most 2 can be used on any individual problem set. (1 late day = 24 hours exactly). In case of an emergency which requires an exception to these rules, please have your senior tutor call me.

Students are encouraged to discuss the course material and the homework
problems with each other in *small* groups (2-3 people).
Discussion of homework problems may include brainstorming and verbally walking
through possible solutions, but should not include one person telling the
others how to solve the problem. In addition, each person must write up
their solutions independently, and these write-ups should not be checked
against each other or passed around.

There will be weekly sections, which will be used to clarify
difficult points from lecture, review background material, go over previous
homework solutions, and sometimes provide interesting supplementary material.

There is no required text for the course other than the lecture notes, but you may find the following to be useful references (but beware that some of the notation, conventions, and definitions may differ slightly from lecture):

- Jonathan Katz and Yehuda
Lindell.
*An Introduction to Modern Cryptography.*This is a preliminary version of a textbook in-writing that the authors have graciously allowed us to use. Its level and contents seem to fit CS 120 very well, so copies of the relevant chapters will be handed out in class. The preliminary state of the book means, however, that some chapters are not yet written (particularly the ones relevant to the beginning of the course) and that there may be some errors. In return for the authors' sharing this book with us, we should compile a list of errors and constructive suggestions to send the authors at the end of the term. We will set up a discussion tool on the course website for this purpose.

- Oded Goldreich.
*Foundations of Cryptography.*This two-volume set is a very comprehensive and definitive treatment of the theoretical foundations of cryptography. Volumes I and II cover most of what we'll be doing in this course far greater depth, though the treatment is more abstract than ours. Volume I contains most of the still-unwritten material from the Katz-Lindell text. If you plan to continue on in cryptography (particularly as a researcher), I highly recommend purchasing these books.

Other texts on cryptography take a much less careful approach to definitions and proofs of security than we do. Still, they can serve as good references for more examples of concrete cryptosystems used in practice and some high-level ideas. After this course, you should understand how to critically evaluate the merits or deficiencies of the cryptosystems described in the books below (and indeed we urge you to have a critical eye when reading them):

- Alfred J. Menezes, Paul C. van Oorschot,
and Scott A. Vanstone.
*Handbook of Applied Cryptography.* - Douglas R. Stinson.
*Cryptography: Theory and Practice.* - Bruce Schneier.
*Applied Cryptography.*

For background reading on probability, algorithms, complexity theory, and number theory, I recommend:

- Thomas Cormen,
Charles Leiserson, Ron Rivest,
and Cliff Stein.
*Introduction to Algorithms.* - Michael Sipser.
*Introduction to the Theory of Computation.*

- CS 220r - Cryptography: Trust and Adversity. This is a graduate course on cryptography (not offered this year). It has a different emphasis than CS120, covering a variety of advanced protocols rather than focusing on definitions and foundations. CS 120 is not a prerequisite for it, but students have reported that taking CS120 first was helpful (and not redundant).
- CS 121 - Introduction to Formal Systems and Computation, CS 124 - Data Structures and Algorithms. The two possible prerequisites. Both are highly recommended, and CS 120 should not be considered a substitute for them.
- Math 124 - Number Theory. Number Theory is the main source of the hard computational problems on which cryptography is built. An excellent complement if taken before, concurrently, or after.